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191	SEC Complaint: Lines et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-19 17:16:37 Finance Finance in China 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission United States securities law OTC Bulletin Board Broker-dealer Stock exchange Stock market Financial economics Investment
192	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 27, 2014 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-26 19:14:40 73rd United States Congress Securities Exchange Act Finance Business U.S. Securities and Exchange Commission Securities and Exchange Commission OTC Bulletin Board Form 144 Securities regulation in the United States United States securities law United States Securities and Exchange Commission Financial regulation
193	Opinion: Wind Energy America Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-13 11:10:39 United States Securities and Exchange Commission Financial economics Stock market Finance Financial regulation OTC Bulletin Board Financial Industry Regulatory Authority Securities Exchange Act OTC Markets Group United States securities law SEC filings 73rd United States Congress
194	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION October 5, 2012 ____________________________________ IN THE MATTER OF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-05 08:47:17 United States securities law OTC Bulletin Board Securities and Exchange Commission Government Financial regulation Business Securities regulation in the United States Banja Luka Stock Exchange 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission
195	Complaint Against Geoffrey J. Eiten and National Finanical Communications, Corp, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-12 12:54:48 SEC filings Securities Exchange Act OTC Bulletin Board U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities regulation in the United States Financial regulation Financial economics Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
196	UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-19 16:10:43 New Deal Securities Act Financial regulation Shep Securities Exchange Act OTC Bulletin Board Public company Isen Over-the-counter drug United States securities law 73rd United States Congress United States Securities and Exchange Commission
197	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION October 30, 2013 ____________________________________ In The Matter Of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-30 08:01:18 United States Securities and Exchange Commission Finance Financial economics Securities Exchange Act OTC Bulletin Board U.S. Securities and Exchange Commission Securities and Exchange Commission Public company Securities regulation in the United States United States securities law Business 73rd United States Congress
198	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]June 24, 2014 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Withdrawal of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-25 07:39:38 Economy of the United States Securities Exchange Act Financial system U.S. Securities and Exchange Commission Self-regulatory organization ACT Trade Reporting And Compliance Engine OTC Bulletin Board United States securities law Financial regulation Financial Industry Regulatory Authority
199	Microsoft Word - ic[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-10-27 10:45:49 Financial regulation 73rd United States Congress United States Securities and Exchange Commission 76th United States Congress Securities Exchange Act Investment Company Act OTC Bulletin Board Securities regulation in the United States U.S. Securities and Exchange Commission United States securities law Investment Financial economics
200	Page 54 of 60 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. *** 7700. CHARGES FOR OTC REPORTING FACILITY, OTC BULLETIN BOARD Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-15 08:59:17** Securities Financial markets ACT NASDAQ Finance OTC Bulletin Board Clearing Financial Industry Regulatory Authority Commodity Futures Modernization Act Financial economics Investment Stock market

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